Industry Memberships

Our industry memberships include: FINRA, SIPC, and NACFC.

FINRA - Financial Industry Regulatory Authority

The Financial Industry Regulatory Authority (FINRA) is the largest non-governmental regulator for all securities firms doing business in the United States. Created in 2007 through the consolidation of NASD and the member regulation enforcement and arbitration functions of the New York Stock Exchange, FINRA is dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technology-based services. link to FINRA website

SIPC - Securities Investor Protection Corporation

The Securities Investor Protection Corporation protects customers of registered securities broker-dealers, thereby promoting confidence in United States securities markets. Though created by the Securities Investor Protection Act of 1970 (15 U.S.C. §78aaa et seq., as amended), SIPC is neither a government agency nor a regulatory authority. It is a nonprofit, membership corporation, funded by its member securities broker-dealers. link to SIPC website

SIFMA - Securities Industry and Financial Markets Association

The Securities Industry and Financial Markets Association (SIFMA) was born of a merger between The Securities Industry Association and The Bond Market Association. SIFMA is the single powerful voice for strengthening markets and supporting investors -- the world over.

SIFMA links investors and issuers locally and globally to create economic growth and financial security.

NACFC - National Association of Christian Financial Consultants

Members of the National Association of Christian Financial Consultants (NACFC) are professionals associated through a personal relationship with our Lord Jesus Christ, and are committed to both investing and financial planning disciplines centered upon biblical principles.

Their mission is to provide educational resources, fellowship support, and biblical standards for professional investment counselors seeking to integrate Bible-based principles within their financial counseling practices. Members of the NACFC will meet the following standards:

Members will have expressed a testimony to a saving knowledge and relationship with our Lord Jesus Christ.

Members will be professionally trained investment counselors in good standing with industry regulators to ensure their professional integrity.

Members will commit to integrating biblical principles and guidelines into their own money management philosophy.

Members will consider the accountability of the ultimate use of investment dollars striving to keep the money of Christian investors away from companies whose products, services, or corporate policies violate biblical principles.

Above all, members of the NACFC publicly claim that their professions, families, and possessions are gifts from God, and that their predominant role is to manage their business with obedience and accountability to the Lord in directing the investment dollars of the customers who trust them to do so.


	About Us > Industry Memberships
	Industry Memberships			Our industry memberships include: FINRA, SIPC, and NACFC. FINRA - Financial Industry Regulatory Authority The Financial Industry Regulatory Authority (FINRA) is the largest non-governmental regulator for all securities firms doing business in the United States. Created in 2007 through the consolidation of NASD and the member regulation enforcement and arbitration functions of the New York Stock Exchange, FINRA is dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technology-based services. link to FINRA website SIPC - Securities Investor Protection Corporation The Securities Investor Protection Corporation protects customers of registered securities broker-dealers, thereby promoting confidence in United States securities markets. Though created by the Securities Investor Protection Act of 1970 (15 U.S.C. §78aaa et seq., as amended), SIPC is neither a government agency nor a regulatory authority. It is a nonprofit, membership corporation, funded by its member securities broker-dealers. link to SIPC website SIFMA - Securities Industry and Financial Markets Association The Securities Industry and Financial Markets Association (SIFMA) was born of a merger between The Securities Industry Association and The Bond Market Association. SIFMA is the single powerful voice for strengthening markets and supporting investors -- the world over. SIFMA links investors and issuers locally and globally to create economic growth and financial security. NACFC - National Association of Christian Financial Consultants Members of the National Association of Christian Financial Consultants (NACFC) are professionals associated through a personal relationship with our Lord Jesus Christ, and are committed to both investing and financial planning disciplines centered upon biblical principles. Their mission is to provide educational resources, fellowship support, and biblical standards for professional investment counselors seeking to integrate Bible-based principles within their financial counseling practices. Members of the NACFC will meet the following standards: Members will have expressed a testimony to a saving knowledge and relationship with our Lord Jesus Christ. Members will be professionally trained investment counselors in good standing with industry regulators to ensure their professional integrity. Members will commit to integrating biblical principles and guidelines into their own money management philosophy. Members will consider the accountability of the ultimate use of investment dollars striving to keep the money of Christian investors away from companies whose products, services, or corporate policies violate biblical principles. Above all, members of the NACFC publicly claim that their professions, families, and possessions are gifts from God, and that their predominant role is to manage their business with obedience and accountability to the Lord in directing the investment dollars of the customers who trust them to do so.